Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,081-1,090 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	02/28/2018	D/A	Indefinite	$119,200,000
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	11/10/2022	D/A	Indefinite	$118,980,220
UBS FINANCIAL SERVICES INC.	8174	A&Q Global Diversified Strategies Fund LLC	1521518	05/22/2014	D/A	Indefinite	$118,956,929
UBS FINANCIAL SERVICES INC.	8174	Ares High Income Credit Opportunities Fund II (Master) LP	1776777	05/29/2019	D	Indefinite	$118,538,000
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	04/27/2017	D/A	Indefinite	$117,946,270
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys KKR European Fund IV, L.L.C.	1637579	06/09/2017	D	$117,246,000	$117,246,000
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys TA XV Fund, L.P.	1975054	05/02/2023	D	Indefinite	$116,925,000
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/11/2013	D/A	Indefinite	$116,805,076
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	09/07/2010	D/A	Indefinite	$116,687,950
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	08/11/2022	D/A	Indefinite	$116,640,220

1,174 Results

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