Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,071-1,080 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Manikay Offshore Fund, Ltd.	1454892	07/15/2014	D/A	Indefinite	$121,370,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	02/22/2022	D/A	Indefinite	$121,200,000
UBS FINANCIAL SERVICES INC.	8174	NB Long/Short Fund II L.P.	1459648	03/16/2010	D/A	Indefinite	$121,047,974
UBS FINANCIAL SERVICES INC.	8174	NB Long/Short Fund II L.P.	1459648	03/15/2011	D/A	Indefinite	$121,047,974
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	11/02/2016	D/A	Indefinite	$120,370,654
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.	1476835	04/14/2014	D/A	Indefinite	$119,780,300
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.	1476835	04/16/2015	D/A	Indefinite	$119,780,300
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.	1476835	04/15/2016	D/A	Indefinite	$119,780,300
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.	1476835	04/20/2017	D/A	Indefinite	$119,780,300
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage II, L.L.C.	1476835	08/09/2013	D/A	Indefinite	$119,280,300

1,174 Results

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