Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,061-1,070 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Legion Strategies, Ltd.	1547953	04/22/2015	D/A	Indefinite	$126,073,322
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	02/26/2019	D/A	Indefinite	$124,700,000
UBS FINANCIAL SERVICES INC.	8174	AQR Delphi Long-Short Equity Fund, L.P.	1524221	09/25/2020	D/A	Indefinite	$123,746,160
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	03/05/2010	D/A	Indefinite	$123,631,359
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2017, L.P.	1721456	07/30/2018	D/A	Indefinite	$123,530,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	02/25/2020	D/A	Indefinite	$123,500,000
UBS FINANCIAL SERVICES INC.	8174	VOYAGER PARTNERS L P	1038088	02/11/2022	D/A	Indefinite	$123,077,173
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	02/23/2021	D/A	Indefinite	$123,000,000
UBS FINANCIAL SERVICES INC.	8174	Robertson Opportunity Fund LP	1404897	02/17/2023	D/A	Indefinite	$122,800,000
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	02/09/2023	D/A	Indefinite	$122,150,220

1,174 Results

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