Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,051-1,060 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Offshore Holdings IV, L.P.	1776674	04/07/2023	D/A	Indefinite	$130,734,760
UBS FINANCIAL SERVICES INC.	8174	Stelliam Fund II LP	1597834	08/19/2016	D/A	Indefinite	$130,710,000
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/12/2014	D/A	Indefinite	$130,042,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/14/2015	D/A	Indefinite	$130,042,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/15/2016	D/A	Indefinite	$130,042,115
UBS FINANCIAL SERVICES INC.	8174	Oncology Impact Fund 2 (iCapital), L.P.	1810465	05/03/2021	D/A	Indefinite	$129,337,000
UBS FINANCIAL SERVICES INC.	8174	AlphaMetrix Managed Futures LLC	1373179	04/09/2012	D/A	Indefinite	$129,002,487
UBS FINANCIAL SERVICES INC.	8174	Apollo European Credit Fund, L.P.	1537447	12/16/2011	D	Indefinite	$128,875,000
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/21/2016	D/A	Indefinite	$127,952,788
UBS FINANCIAL SERVICES INC.	8174	Stelliam Fund II LP	1597834	08/21/2015	D/A	Indefinite	$126,310,000

1,174 Results

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