Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,041-1,050 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/23/2017	D/A	Indefinite	$133,437,099
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/23/2017	D/A	Indefinite	$133,437,099
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund II Ltd.	1322692	03/16/2010	D/A	Indefinite	$133,192,319
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/20/2018	D/A	Indefinite	$131,468,939
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/23/2019	D/A	Indefinite	$131,468,939
UBS FINANCIAL SERVICES INC.	8174	CORSAIR SELECT LP	1456208	03/15/2013	D/A	Indefinite	$131,404,044
UBS FINANCIAL SERVICES INC.	8174	III Fund Ltd.	1469720	09/15/2010	D/A	Indefinite	$131,287,526
UBS FINANCIAL SERVICES INC.	8174	Stelliam Fund II LP	1597834	08/18/2017	D/A	Indefinite	$131,210,000
UBS FINANCIAL SERVICES INC.	8174	Stelliam Fund II LP	1597834	08/20/2018	D/A	Indefinite	$131,210,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	07/17/2018	D/A	Indefinite	$131,119,345

1,174 Results

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