Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,031-1,040 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	12/27/2019	D/A	Indefinite	$134,573,758
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	12/28/2020	D/A	Indefinite	$134,573,758
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	10/26/2017	D/A	Indefinite	$134,520,661
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	02/10/2022	D/A	Indefinite	$134,207,037
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	04/26/2016	D/A	Indefinite	$134,170,264
UBS FINANCIAL SERVICES INC.	8174	Gargoyle Hedged Value QP Fund L P	1308700	04/28/2016	D/A	Indefinite	$134,170,264
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS, L.P.	1180853	05/12/2015	D/A	Indefinite	$133,910,928
UBS FINANCIAL SERVICES INC.	8174	RANGER MULTI-STRATEGY LTD	1396105	03/16/2016	D/A	Indefinite	$133,856,055
UBS FINANCIAL SERVICES INC.	8174	RANGER MULTI-STRATEGY LTD	1396105	12/17/2014	D/A	Indefinite	$133,799,938
UBS FINANCIAL SERVICES INC.	8174	RANGER MULTI-STRATEGY LTD	1396105	04/01/2015	D/A	Indefinite	$133,799,938

1,174 Results

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