Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Portfolio Advisors Private Equity Fund 2017, L.P. | 1721456 | 10/12/2018 | D/A | $137,680,000 | $137,680,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | UBS TECHNOLOGY PARTNERS LLC | 1281771 | 03/11/2009 | D/A | Indefinite | $137,599,344 |
| UBS FINANCIAL SERVICES INC. | 8174 | Braeside Capital, L.P. | 1300407 | 12/28/2021 | D/A | Indefinite | $137,533,759 |
| UBS FINANCIAL SERVICES INC. | 8174 | Braeside Capital, L.P. | 1300407 | 07/11/2022 | D/A | Indefinite | $137,533,759 |
| UBS FINANCIAL SERVICES INC. | 8174 | AIREX Portfolio VI DST | 1953509 | 05/04/2023 | D/A | $348,484,848 | $136,733,654 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Fund Ltd. | 1469720 | 03/06/2012 | D/A | Indefinite | $136,383,349 |
| UBS FINANCIAL SERVICES INC. | 8174 | Pretium Residential Credit Feeder Fund II, LP | 1823001 | 05/20/2021 | D/A | Indefinite | $136,200,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/09/2014 | D/A | Indefinite | $135,964,905 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Fund Ltd. | 1469720 | 10/28/2011 | D/A | Indefinite | $135,651,765 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL OFFSHORE FUND LTD | 1357210 | 03/14/2014 | D/A | Indefinite | $135,610,604 |