Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,011-1,020 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Credit Suisse Dollar Senior Loan Offshore Fund, Ltd.	1592923	11/23/2016	D/A	Indefinite	$140,938,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	06/01/2021	D/A	Indefinite	$140,238,720
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	05/11/2023	D/A	Indefinite	$139,875,220
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS, L.P.	1180853	05/12/2016	D/A	Indefinite	$139,860,928
UBS FINANCIAL SERVICES INC.	8174	NB Offshore Diversified Arbitrage Fund Ltd.	1216470	12/20/2018	D/A	Indefinite	$139,138,351
UBS FINANCIAL SERVICES INC.	8174	Crestline ERISA Fund, Ltd.	1447068	06/20/2013	D/A	Indefinite	$138,779,018
UBS FINANCIAL SERVICES INC.	8174	Crestline ERISA Fund, Ltd.	1447068	06/20/2014	D/A	Indefinite	$138,779,018
UBS FINANCIAL SERVICES INC.	8174	AlphaMetrix Managed Futures LLC	1373179	04/09/2013	D/A	Indefinite	$138,692,136
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	03/15/2012	D/A	Indefinite	$138,516,995
UBS FINANCIAL SERVICES INC.	8174	WMA Systematic Equity Alpha Long/Short Offshore Fund (iCapital), Ltd.	1927361	06/14/2023	D/A	Indefinite	$138,285,945

1,174 Results

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