Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,001-1,010 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Property, LP	1654792	01/12/2016	D/A	Indefinite	$148,721,000
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	03/18/2011	D/A	Indefinite	$148,689,027
UBS FINANCIAL SERVICES INC.	8174	Third Point Ultra Onshore LP	1751977	03/12/2021	D/A	Indefinite	$146,931,952
UBS FINANCIAL SERVICES INC.	8174	Carlyle Global Infrastructure Opportunity Fund Access, L.P.	1727920	01/12/2018	D	Indefinite	$146,830,000
UBS FINANCIAL SERVICES INC.	8174	TCV XII (B), L.P.	1912021	06/12/2023	D/A	Indefinite	$146,485,000
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	03/15/2012	D/A	Indefinite	$146,473,664
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL INVESTORS LTD	1456210	03/17/2014	D/A	Indefinite	$145,872,522
UBS FINANCIAL SERVICES INC.	8174	Crestline Offshore Fund, Ltd.	1162585	06/20/2014	D/A	Indefinite	$144,218,295
UBS FINANCIAL SERVICES INC.	8174	AIS FUTURES FUND IV LP	1023453	03/11/2010	D/A	Indefinite	$143,820,068
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS DIVERSIFIED, L.P.	1180853	05/12/2017	D/A	Indefinite	$142,860,928

1,174 Results

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