Potomac Analytics' Logo

Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 81-90 out of 102 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/08/2013D/AIndefinite$14,300,000
UBS FINANCIAL SERVICES INC.8174LionHedge Paulson Advantage Plus Fund Ltd.146684606/20/2011D/AIndefinite$14,177,584
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/07/2014D/AIndefinite$14,000,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/06/2015D/AIndefinite$14,000,000
UBS FINANCIAL SERVICES INC.8174Robertson Opportunity Master LP140501603/07/2016D/AIndefinite$14,000,000
UBS FINANCIAL SERVICES INC.8174Portfolio Advisors Private Equity Fund 2017 (Offshore), L.P.172145501/19/2018DIndefinite$13,970,000
UBS FINANCIAL SERVICES INC.8174STRATEGIC COMMODITIES FUND III LLC145715002/18/2010D/AIndefinite$13,816,472
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/03/2015D/AIndefinite$13,750,170
UBS FINANCIAL SERVICES INC.8174Terrapin Fund of Funds SLV, LLC147010806/30/2014D/AIndefinite$13,341,059
UBS FINANCIAL SERVICES INC.8174LANDMARK DIVIDEND GROWTH FUND - G LLC158949610/17/2013D$60,000,000$13,255,000

102 Results

Display: