Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 61-70 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Lighthouse Multi-Strategy Fund Ltd	1497810	11/07/2011	D/A	Indefinite	$16,636,949
UBS FINANCIAL SERVICES INC.	8174	Lighthouse Navigator Fund Ltd	1497810	08/11/2010	D	Indefinite	$16,189,087
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II Offshore Holdings, L.P.	1715982	09/25/2017	D	Indefinite	$15,830,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select LLC	1562552	11/19/2014	D/A	Indefinite	$15,771,458
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select LLC	1562552	12/11/2014	D/A	Indefinite	$15,771,458
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/06/2012	D/A	Indefinite	$15,600,250
UBS FINANCIAL SERVICES INC.	8174	Voyager Global Master Fund, L.P.	1259373	02/17/2017	D	Indefinite	$15,540,222
UBS FINANCIAL SERVICES INC.	8174	Voyager Global Master Fund, L.P.	1259373	02/16/2018	D/A	Indefinite	$15,540,222
UBS FINANCIAL SERVICES INC.	8174	Voyager Global Master Fund, L.P.	1259373	02/15/2019	D/A	Indefinite	$15,540,222
UBS FINANCIAL SERVICES INC.	8174	Aspect UCITS Funds PLC - Aspect Diversified Trends Fund	1855116	04/30/2021	D	Indefinite	$15,427,917

102 Results

<
1
...
5
6
7
8
9
...
11
>