Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies Ltd	1529223	09/02/2011	D	Indefinite	$17,219,000
UBS FINANCIAL SERVICES INC.	8174	299 FUND-USRA NET LEASE III LLC	1713052	08/01/2017	D	Indefinite	$17,150,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/01/2009	D/A	$33,203,700	$17,144,822
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/01/2009	D	$33,203,700	$17,144,822
UBS FINANCIAL SERVICES INC.	8174	UBS Global Alpha Strategies Ltd	1181466	03/28/2012	D/A	Indefinite	$17,001,444
UBS FINANCIAL SERVICES INC.	8174	UBS GLOBAL ALPHA STRATEGIES LTD	1181466	03/28/2013	D/A	Indefinite	$17,001,444
UBS FINANCIAL SERVICES INC.	8174	UBS GLOBAL ALPHA STRATEGIES LTD	1181466	03/28/2014	D/A	Indefinite	$17,001,444
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/13/2015	D/A	$19,972,998	$16,644,165
UBS FINANCIAL SERVICES INC.	8174	Lighthouse Navigator Fund Ltd	1497810	03/08/2011	D/A	Indefinite	$16,636,949
UBS FINANCIAL SERVICES INC.	8174	Lighthouse Navigator Fund Ltd	1497810	06/24/2011	D/A	Indefinite	$16,636,949

102 Results

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