Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/18/2013	D	$21,982,958	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/05/2014	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/16/2015	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/15/2016	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/22/2017	D/A	$21,841,935	$18,201,613
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PLUS FUND LP	927011	03/11/2011	D/A	Indefinite	$18,011,153
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PLUS FUND LP	927011	03/16/2009	D/A	Indefinite	$18,001,153
UBS FINANCIAL SERVICES INC.	8174	CHESAPEAKE PLUS FUND LP	927011	03/12/2010	D/A	Indefinite	$18,001,153
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/03/2014	D/A	$21,449,336	$17,874,447
UBS FINANCIAL SERVICES INC.	8174	Lighthouse Multi-Strategy Fund Ltd	1497810	02/21/2012	D/A	Indefinite	$17,715,372

102 Results

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