Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD SELECT, LP	1565681	12/31/2015	D/A	Indefinite	$22,104,905
UBS FINANCIAL SERVICES INC.	8174	UBS GS INVESTMENT PARTNERS, L.L.C.	1541955	04/13/2012	D	Indefinite	$21,991,000
UBS FINANCIAL SERVICES INC.	8174	US GREFS Parallel Fund LP	1912443	04/05/2022	D	Indefinite	$21,675,000
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/10/2012	D/A	Indefinite	$21,537,000
UBS FINANCIAL SERVICES INC.	8174	Edison Partners VIII-B, LP	1678551	07/14/2016	D	$21,525,000	$21,525,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/04/2016	D/A	$25,477,194	$21,230,995
UBS FINANCIAL SERVICES INC.	8174	Neuberger Berman GTAA Fund I, L.P.	1372742	01/14/2011	D/A	Indefinite	$20,936,738
UBS FINANCIAL SERVICES INC.	8174	Crestline ERISA Fund, Ltd.	1447068	03/05/2010	D/A	Indefinite	$20,750,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/31/2011	D/A	$37,434,518	$20,670,504
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	09/12/2012	D	Indefinite	$20,601,000

102 Results

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