Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/19/2017	D/A	$29,058,866	$24,215,722
UBS FINANCIAL SERVICES INC.	8174	Cibus Anna Fund II L.P.	1928766	05/12/2023	D/A	Indefinite	$23,775,000
UBS FINANCIAL SERVICES INC.	8174	UBS GS INVESTMENT PARTNERS (OFFSHORE), LTD.	1541594	06/12/2013	D/A	Indefinite	$23,721,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/08/2016	D/A	$27,862,725	$23,218,938
UBS FINANCIAL SERVICES INC.	8174	ROGGE CAPITAL PARTNERS II LP	1395592	03/13/2009	D/A	Indefinite	$23,159,753
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD SELECT, LP	1565681	01/03/2017	D/A	Indefinite	$22,854,905
UBS FINANCIAL SERVICES INC.	8174	UBS GAVEA FUND, L.L.C.	1522380	04/13/2012	D/A	Indefinite	$22,815,400
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/30/2012	D/A	$39,834,526	$22,670,511
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2017 (Offshore), L.P.	1721455	05/11/2018	D/A	Indefinite	$22,670,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2016	D/A	$26,775,387	$22,312,823

102 Results

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