Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 08/27/2012 | D/A | $16,683,637 | $10,645,396 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/14/2011 | D/A | Indefinite | $10,635,000 |