Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Warburg Pincus Private Equity XI, L.P. | 1540163 | 05/23/2013 | D/A | $12,000,000,000 | $11,204,380,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | HARTFORD LIFE INSURANCE CO ICMG SERIES IV | 1170473 | 04/20/2015 | D/A | Indefinite | $10,896,621,755 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Americas Fund XII L.P. | 1666676 | 12/27/2016 | D/A | Indefinite | $10,843,957,000 |