Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 23 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV	1170473	02/27/2023	D/A	Indefinite	$11,721,811,443
UBS FINANCIAL SERVICES INC.	8174	TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV	1170473	03/02/2022	D/A	Indefinite	$11,721,668,460
UBS FINANCIAL SERVICES INC.	8174	TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV	1170473	03/11/2021	D/A	Indefinite	$11,713,149,176
UBS FINANCIAL SERVICES INC.	8174	TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV	1170473	04/24/2020	D/A	Indefinite	$11,698,660,635
UBS FINANCIAL SERVICES INC.	8174	TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV	1170473	04/05/2019	D/A	Indefinite	$11,687,604,881
UBS FINANCIAL SERVICES INC.	8174	HARTFORD LIFE INSURANCE CO ICMG SERIES IV	1170473	03/15/2018	D/A	Indefinite	$11,684,233,376
UBS FINANCIAL SERVICES INC.	8174	HARTFORD LIFE INSURANCE CO ICMG SERIES IV	1170473	04/26/2017	D/A	Indefinite	$11,676,169,332
UBS FINANCIAL SERVICES INC.	8174	HARTFORD LIFE INSURANCE CO ICMG SERIES IV	1170473	04/04/2016	D/A	Indefinite	$11,666,368,142
UBS FINANCIAL SERVICES INC.	8174	KKR Americas Fund XII L.P.	1666676	03/16/2017	D/A	Indefinite	$11,466,050,000
UBS FINANCIAL SERVICES INC.	8174	KKR Asian Fund IV SCSp	1807658	10/01/2020	D/A	Indefinite	$11,314,495,000

23 Results

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