Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Lombard International Life Assurance Co Separate Account VL398 | 1930904 | 05/24/2022 | D | Indefinite | $1,250,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | INCLUSIVE CAPITAL PARTNERS SPRING FUND II-B L.P. | 1874822 | 05/12/2023 | D | Indefinite | $1,150,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT | 1135856 | 04/25/2017 | D/A | $1,367,882 | $1,139,902 |
| UBS FINANCIAL SERVICES INC. | 8174 | Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P. | 1558965 | 11/13/2012 | D/A | Indefinite | $1,095,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P. | 1558965 | 12/17/2012 | D/A | Indefinite | $1,095,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Portfolio Advisors Private Equity Fund 2015 (Offshore), L.P. | 1645100 | 06/15/2015 | D | Indefinite | $1,000,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Lombard International Life Assurance Co Separate Account VL 308 | 1864814 | 05/28/2021 | D | Indefinite | $1,000,000 |