Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 77 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/23/2017	D/A	$2,490,800	$2,075,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/22/2010	D/A	$4,964,743	$2,068,643
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund (iCapital), L.P.	1750849	09/07/2018	D	Indefinite	$2,050,000
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL 295	1838750	04/29/2022	D/A	Indefinite	$2,000,000
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	08/02/2021	D/A	Indefinite	$2,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/31/2011	D/A	$3,047,842	$1,839,868
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/21/2009	D	$3,691,943	$1,538,309
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2010	D/A	$3,691,943	$1,538,309
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/21/2015	D	$1,717,644	$1,431,370
UBS FINANCIAL SERVICES INC.	8174	Crestline Opportunity Partners, L.P.	1359186	03/07/2012	D/A	Indefinite	$1,355,144

77 Results

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