Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 77 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/16/2017	D	$3,600,000	$3,000,000
UBS FINANCIAL SERVICES INC.	8174	Lombard International Life Assurance Co Separate Account VL 295	1838750	04/12/2023	D/A	Indefinite	$3,000,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/26/2016	D/A	$3,435,258	$2,862,715
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	07/15/2015	D/A	Indefinite	$2,800,000
UBS FINANCIAL SERVICES INC.	8174	Rethink Impact, LP	1665098	05/23/2016	D/A	Indefinite	$2,750,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/30/2012	D/A	$4,125,518	$2,737,932
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/28/2013	D/A	$4,125,518	$2,737,932
UBS FINANCIAL SERVICES INC.	8174	JAM Offshore Investors Ltd	1734699	08/15/2018	D	Indefinite	$2,714,673
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/12/2015	D/A	$3,182,000	$2,651,666
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/07/2015	D/A	$3,000,026	$2,500,022

77 Results

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