Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 77 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/21/2009	D	$4,966,114	$3,238,428
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2023	D/A	Indefinite	$3,205,216
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/24/2016	D/A	$3,818,400	$3,182,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/19/2010	D	$5,634,772	$3,103,772
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/04/2016	D/A	$3,697,226	$3,081,022
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Long Fund, LP	1838300	01/12/2021	D	Indefinite	$3,052,000
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2015, L.P.	1645099	06/15/2015	D	Indefinite	$3,050,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC	1545803	03/27/2012	D	Indefinite	$3,028,496
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/10/2015	D/A	$3,620,389	$3,016,991
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2012, L.P.	1558995	10/05/2012	D	Indefinite	$3,000,000

77 Results

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