Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 77 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/10/2019	D/A	Indefinite	$3,641,686
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select Ltd	1618845	10/26/2016	D/A	Indefinite	$3,615,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 US Equities Long/Short Select Ltd	1618845	07/12/2017	D/A	Indefinite	$3,615,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/08/2016	D	$4,200,002	$3,500,002
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/04/2017	D/A	$4,200,002	$3,500,002
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Environmental Focus Fund (Cayman) Ltd	1814815	04/02/2021	D	Indefinite	$3,500,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/01/2011	D/A	$6,108,773	$3,498,772
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2022	D/A	Indefinite	$3,380,587
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/10/2020	D/A	Indefinite	$3,315,145
UBS FINANCIAL SERVICES INC.	8174	Portfolio Advisors Private Equity Fund 2019, L.P.	1799063	01/13/2020	D	$250,000,000	$3,300,000

77 Results

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