Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 77 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Apollo Debt Solutions BDC iCapital Offshore Access Fund SPC	1920093	04/25/2023	D/A	Indefinite	$4,142,822
UBS FINANCIAL SERVICES INC.	8174	UBS GS INVESTMENT PARTNERS (OFFSHORE), LTD.	1541594	04/13/2012	D	Indefinite	$4,100,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/03/2016	D/A	$4,827,162	$4,022,635
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$5,703,640	$3,853,033
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/04/2013	D/A	$15,423,638	$3,853,033
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/25/2011	D/A	$5,701,759	$3,851,466
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Long Fund, LP	1838300	01/12/2022	D/A	Indefinite	$3,830,788
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/12/2021	D/A	Indefinite	$3,737,559
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/14/2017	D/A	$4,454,800	$3,712,333
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/14/2017	D/A	$4,418,913	$3,682,428

77 Results

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