Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | MACKAY MUNICIPAL OPPORTUNITIES FUND LP | 1432468 | 01/03/2023 | D/A | Indefinite | $3,175,217,238 |
| UBS FINANCIAL SERVICES INC. | 8174 | Silver Lake Alpine II, L.P. | 1808940 | 04/15/2022 | D/A | Indefinite | $3,146,596,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Silver Lake Alpine II (Offshore), L.P. | 1808946 | 04/15/2022 | D/A | Indefinite | $3,146,596,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Health Care Strategic Growth Fund II SCSp | 1831554 | 02/11/2022 | D/A | $3,139,307,000 | $3,139,307,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | Paulson International Ltd. | 1448805 | 03/19/2019 | D/A | Indefinite | $3,108,920,126 |
| UBS FINANCIAL SERVICES INC. | 8174 | Paulson International Ltd. | 1448805 | 03/19/2018 | D/A | Indefinite | $3,105,651,596 |
| UBS FINANCIAL SERVICES INC. | 8174 | BREP Europe VI (Alberta) L.P. | 1771288 | 04/08/2020 | D/A | $3,074,360,500 | $3,074,360,500 |
| UBS FINANCIAL SERVICES INC. | 8174 | Belgard Capital Fund LLC | 1752572 | 09/17/2020 | D/A | Indefinite | $3,052,296,151 |
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 09/10/2020 | D/A | Indefinite | $3,052,296,151 |
| UBS FINANCIAL SERVICES INC. | 8174 | PFL CORPORATE ACCOUNT ONE | 1132469 | 02/15/2023 | D/A | Indefinite | $3,047,662,687 |