Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 401-410 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Pomona Capital VIII, L.P.	1558549	04/30/2014	D/A	$1,758,240,384	$1,040,821,865
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	10/26/2018	D/A	Indefinite	$1,038,172,329
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/30/2020	D/A	Indefinite	$1,034,906,752
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/26/2021	D/A	Indefinite	$1,034,906,752
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/28/2022	D/A	Indefinite	$1,034,906,752
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	04/26/2019	D/A	Indefinite	$1,034,027,255
UBS FINANCIAL SERVICES INC.	8174	Strategic Partners Offshore Fund VII, L.P.	1653746	05/17/2016	D/A	Indefinite	$1,027,950,000
UBS FINANCIAL SERVICES INC.	8174	Alkeon Innovation Fund II, LP	1823263	06/10/2021	D/A	Indefinite	$1,027,170,000
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/21/2023	D/A	Indefinite	$1,023,559,664
UBS FINANCIAL SERVICES INC.	8174	Brevan Howard Alpha Strategies Fund Ltd	1750654	08/31/2022	D/A	Indefinite	$1,017,321,948

418 Results

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