Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 391-400 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Solus LLC	1229130	03/31/2016	D/A	Indefinite	$1,074,156,614
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Debt, LP	1654834	11/21/2016	D/A	Indefinite	$1,069,111,000
UBS FINANCIAL SERVICES INC.	8174	Clearisle Capital Fund LLC	1787424	10/06/2021	D/A	Indefinite	$1,065,411,517
UBS FINANCIAL SERVICES INC.	8174	Halcyon Partners LP	1313424	01/12/2015	D/A	Indefinite	$1,059,521,495
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/08/2018	D/A	Indefinite	$1,052,501,330
UBS FINANCIAL SERVICES INC.	8174	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/19/2017	D	Indefinite	$1,051,774,865
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/08/2017	D/A	Indefinite	$1,047,510,330
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund IV - Debt, LP	1788190	09/28/2020	D/A	Indefinite	$1,046,483,000
UBS FINANCIAL SERVICES INC.	8174	HALCYON PARTNERS OFFSHORE LTD.	1429347	03/11/2011	D	Indefinite	$1,045,370,000
UBS FINANCIAL SERVICES INC.	8174	KKR European Fund IV L.P.	1627962	12/16/2015	D/A	Indefinite	$1,041,343,980

418 Results

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