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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 371-380 out of 418 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174MacKay Municipal Opportunities Allocation Fund A LP176947703/06/2023D/AIndefinite$1,159,800,953
UBS FINANCIAL SERVICES INC.8174Whitebox Multi-Strategy Fund, LP146177908/27/2015D/AIndefinite$1,158,791,249
UBS FINANCIAL SERVICES INC.8174O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC140397204/07/2016D/AIndefinite$1,158,534,455
UBS FINANCIAL SERVICES INC.8174Exchange Place LP162307510/26/2017D/AIndefinite$1,156,829,455
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Ltd.159336403/30/2017DIndefinite$1,150,500,907
UBS FINANCIAL SERVICES INC.8174O'Connor Global Fundamental Market Neutral Long/Short Ltd140397303/14/2012D/AIndefinite$1,147,327,679
UBS FINANCIAL SERVICES INC.8174CAMPBELL FUND TRUST104395104/30/2010D/AIndefinite$1,138,649,346
UBS FINANCIAL SERVICES INC.8174Axonic Credit Opportunities Overseas Fund, Ltd.150962206/07/2019D/AIndefinite$1,137,342,329
UBS FINANCIAL SERVICES INC.8174Whitebox Multi-Strategy Fund, Ltd.146178106/29/2018D/AIndefinite$1,134,600,285
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund II SCSp191560807/07/2022D/AIndefinite$1,120,115,000

418 Results

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