Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 361-370 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	03/14/2014	D/A	Indefinite	$1,163,277,679
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	04/17/2014	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	04/07/2015	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	04/07/2016	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	04/05/2017	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	07/12/2017	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	07/12/2018	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	03/01/2019	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	02/28/2020	D/A	Indefinite	$1,163,227,679
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long/Short Ltd	1403973	03/01/2021	D/A	Indefinite	$1,163,227,679

418 Results

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