Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 351-360 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/04/2021	D/A	Indefinite	$1,188,842,244
UBS FINANCIAL SERVICES INC.	8174	H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P.	1760946	11/02/2022	D/A	Indefinite	$1,186,340,181
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund IV - Debt, LP	1788190	10/29/2020	D/A	Indefinite	$1,185,658,000
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/22/2021	D/A	Indefinite	$1,182,403,587
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	03/01/2021	D/A	Indefinite	$1,172,608,864
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	09/03/2019	D/A	Indefinite	$1,171,857,072
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	03/19/2021	D/A	Indefinite	$1,168,044,947
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/18/2014	D/A	Indefinite	$1,167,930,000
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/05/2020	D/A	Indefinite	$1,166,181,383
UBS FINANCIAL SERVICES INC.	8174	MAVERICK FUND LTD	1043759	03/25/2019	D/A	Indefinite	$1,166,113,856

418 Results

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