Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 321-330 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/18/2015	D/A	Indefinite	$1,260,966,389
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, Ltd.	1461781	06/27/2019	D/A	Indefinite	$1,257,351,105
UBS FINANCIAL SERVICES INC.	8174	Bain Capital Specialty Finance, Inc.	1655050	10/17/2017	D/A	Indefinite	$1,255,119,125
UBS FINANCIAL SERVICES INC.	8174	Credit Suisse Securitized Products Fund L.P.	1549885	05/13/2016	D/A	Indefinite	$1,251,562,100
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/29/2016	D/A	Indefinite	$1,243,672,520
UBS FINANCIAL SERVICES INC.	8174	HNW PPVA Series Account - 1	1605628	05/19/2023	D/A	Indefinite	$1,241,077,938
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/26/2018	D/A	Indefinite	$1,239,472,718
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/26/2018	D/A	Indefinite	$1,239,472,718
UBS FINANCIAL SERVICES INC.	8174	LINDEN INVESTORS LP	1310972	09/06/2019	D/A	Indefinite	$1,236,744,000
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Opportunities HL Fund, LP	1700100	03/13/2020	D/A	Indefinite	$1,235,152,110

418 Results

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