Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 311-320 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	02/28/2020	D/A	Indefinite	$1,297,765,287
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/25/2014	D/A	Indefinite	$1,292,845,616
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/28/2018	D/A	Indefinite	$1,290,063,664
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	08/25/2022	D/A	Indefinite	$1,288,815,397
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	03/01/2019	D/A	Indefinite	$1,288,470,687
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	05/22/2018	D/A	Indefinite	$1,282,280,687
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	05/22/2017	D/A	Indefinite	$1,269,741,452
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/05/2017	D/A	Indefinite	$1,269,241,452
UBS FINANCIAL SERVICES INC.	8174	Exchange Place LP	1623075	10/26/2018	D/A	Indefinite	$1,266,712,216
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/29/2017	D/A	Indefinite	$1,264,302,281

418 Results

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