Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 301-310 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ATLAS ENHANCED FUND LP	1426894	10/30/2015	D/A	Indefinite	$1,320,929,372
UBS FINANCIAL SERVICES INC.	8174	COLI VUL-7 SERIES ACCOUNT	1157174	02/03/2017	D	Indefinite	$1,319,198,244
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	09/03/2021	D/A	Indefinite	$1,317,683,210
UBS FINANCIAL SERVICES INC.	8174	DOUBLE BLACK DIAMOND, L.P.	1056352	03/14/2014	D/A	Indefinite	$1,316,081,326
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM LLC	1403972	03/01/2021	D/A	Indefinite	$1,316,021,287
UBS FINANCIAL SERVICES INC.	8174	ATLAS ENHANCED FUND, LTD	1509211	10/31/2014	D/A	Indefinite	$1,315,010,052
UBS FINANCIAL SERVICES INC.	8174	P2 Brasil Private Infrastructure Fund III, L.P.	1593372	01/11/2016	D/A	Indefinite	$1,314,389,000
UBS FINANCIAL SERVICES INC.	8174	Ares European Real Estate Fund IV, L.P.	1586431	01/07/2015	D/A	Indefinite	$1,304,801,383
UBS FINANCIAL SERVICES INC.	8174	Carlyle Global Infrastructure Opportunity Fund, L.P.	1691663	01/18/2019	D/A	Indefinite	$1,300,557,000
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	09/27/2019	D/A	Indefinite	$1,300,078,449

418 Results

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