Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 281-290 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Credit Opportunities HL Fund, L.P.	1700102	04/11/2022	D/A	Indefinite	$1,464,025,317
UBS FINANCIAL SERVICES INC.	8174	Sola I	1421751	03/31/2016	D/A	Indefinite	$1,456,489,836
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, Ltd.	1461781	06/25/2021	D/A	Indefinite	$1,443,135,275
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/18/2016	D/A	Indefinite	$1,440,222,947
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/18/2017	D/A	Indefinite	$1,440,222,947
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/17/2018	D/A	Indefinite	$1,440,222,947
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Opportunities HL Fund, LP	1700100	03/14/2023	D/A	Indefinite	$1,438,418,350
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal Opportunities HL Fund, LP	1700100	03/14/2022	D/A	Indefinite	$1,420,353,850
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund IV - Debt, LP	1788190	11/18/2020	D/A	Indefinite	$1,407,298,000
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, Ltd.	1461781	06/26/2020	D/A	Indefinite	$1,405,793,300

418 Results

<
1
...
27
28
29
30
31
...
42
>