Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 261-270 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Sola I	1421751	10/02/2018	D/A	Indefinite	$1,545,659,962
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	03/01/2022	D/A	Indefinite	$1,541,207,524
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/11/2020	D/A	Indefinite	$1,539,257,109
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund II SCSp	1915608	03/30/2023	D/A	Indefinite	$1,531,045,800
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, Ltd.	1461781	06/27/2023	D/A	Indefinite	$1,523,387,510
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Debt, LP	1654834	04/06/2017	D/A	Indefinite	$1,522,000,000
UBS FINANCIAL SERVICES INC.	8174	Credit Suisse Securitized Products Intermediate Fund Ltd.	1549887	06/10/2016	D/A	Indefinite	$1,518,298,664
UBS FINANCIAL SERVICES INC.	8174	Credit Suisse Securitized Products Fund Ltd.	1549888	06/10/2016	D/A	Indefinite	$1,518,298,664
UBS FINANCIAL SERVICES INC.	8174	Belhurst Capital Fund LLC	1886309	03/30/2022	D/A	Indefinite	$1,515,240,209
UBS FINANCIAL SERVICES INC.	8174	Belhurst Capital Fund LLC	1886309	04/27/2023	D/A	Indefinite	$1,515,240,209

418 Results

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