Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 241-250 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Brevan Howard Alpha Strategies Fund, L.P.	1750653	08/02/2022	D/A	Indefinite	$1,612,102,800
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	03/07/2023	D/A	Indefinite	$1,601,535,826
UBS FINANCIAL SERVICES INC.	8174	YORK CREDIT OPPORTUNITIES UNIT TRUST	1460898	03/23/2020	D/A	Indefinite	$1,598,318,696
UBS FINANCIAL SERVICES INC.	8174	YORK CREDIT OPPORTUNITIES UNIT TRUST	1460898	03/23/2021	D/A	Indefinite	$1,598,318,696
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Master Fund Ltd.	1537954	08/10/2017	D/A	Indefinite	$1,596,619,985
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/16/2016	D/A	Indefinite	$1,594,593,718
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/16/2017	D/A	Indefinite	$1,594,593,718
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/16/2015	D/A	Indefinite	$1,590,793,718
UBS FINANCIAL SERVICES INC.	8174	YORK CREDIT OPPORTUNITIES UNIT TRUST	1460898	03/21/2019	D/A	Indefinite	$1,584,918,696
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/05/2018	D/A	Indefinite	$1,583,502,000

418 Results

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