Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 221-230 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Clearisle Capital Fund LLC	1787424	10/20/2021	D/A	Indefinite	$1,728,037,902
UBS FINANCIAL SERVICES INC.	8174	Schonfeld Fundamental Equity Fund LLC	1673825	05/09/2023	D/A	Indefinite	$1,724,875,376
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/13/2017	D/A	Indefinite	$1,723,614,225
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	06/29/2017	D/A	Indefinite	$1,722,361,456
UBS FINANCIAL SERVICES INC.	8174	DOUBLE BLACK DIAMOND, L.P.	1056352	03/16/2015	D/A	Indefinite	$1,721,684,274
UBS FINANCIAL SERVICES INC.	8174	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/09/2021	D	Indefinite	$1,719,156,821
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Master Fund Ltd.	1537954	08/10/2018	D/A	Indefinite	$1,712,350,208
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Master Fund Ltd.	1537954	08/10/2018	D/A	Indefinite	$1,712,350,208
UBS FINANCIAL SERVICES INC.	8174	Pretium Residential Credit Fund II, LP	1816955	04/15/2022	D/A	Indefinite	$1,700,030,000
UBS FINANCIAL SERVICES INC.	8174	COLI VUL-7 SERIES ACCOUNT	1157174	02/05/2021	D/A	Indefinite	$1,697,652,346

418 Results

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