Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 211-220 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund IV - Debt, LP	1788190	01/08/2021	D/A	Indefinite	$1,794,798,000
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/15/2021	D/A	Indefinite	$1,794,596,507
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/09/2022	D/A	Indefinite	$1,786,273,548
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/25/2015	D/A	Indefinite	$1,785,508,381
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/11/2020	D/A	Indefinite	$1,778,056,498
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Ltd.	1593364	03/30/2021	D/A	Indefinite	$1,770,685,324
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/08/2019	D/A	Indefinite	$1,768,838,698
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/12/2018	D/A	Indefinite	$1,749,077,152
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND LP	901259	04/09/2014	D/A	Indefinite	$1,747,667,253
UBS FINANCIAL SERVICES INC.	8174	Solus LLC	1229130	03/31/2017	D/A	Indefinite	$1,737,562,962

418 Results

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