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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 171-180 out of 418 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174AG SUPER FUND LP90125904/02/2019D/AIndefinite$2,063,792,050
UBS FINANCIAL SERVICES INC.8174Strategic Partners Offshore Fund VII, L.P.165374607/25/2016D/AIndefinite$2,036,580,199
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Trading Ltd.159340603/24/2022D/AIndefinite$2,028,338,469
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/28/2022DIndefinite$2,020,841,289
UBS FINANCIAL SERVICES INC.8174Whitebox Multi-Strategy Fund, LP146177906/29/2018D/AIndefinite$2,018,807,688
UBS FINANCIAL SERVICES INC.8174Prisma Spectrum Fund Ltd146006709/29/2016D/AIndefinite$2,014,616,874
UBS FINANCIAL SERVICES INC.8174CAMPBELL FUND TRUST104395105/20/2014D/AIndefinite$2,011,214,074
UBS FINANCIAL SERVICES INC.8174LINDEN INVESTORS LP131097209/02/2022D/AIndefinite$2,000,139,680
UBS FINANCIAL SERVICES INC.8174Alkeon Growth Partners, LP127883410/23/2020D/AIndefinite$1,994,280,122
UBS FINANCIAL SERVICES INC.8174DOUBLE BLACK DIAMOND, L.P.105635203/16/2017D/AIndefinite$1,976,121,275

418 Results

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