Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Blackstone / GSO Secured Trust Ltd | 1494181 | 06/19/2015 | D/A | Indefinite | $2,161,246,015 |
| UBS FINANCIAL SERVICES INC. | 8174 | MACKAY MUNICIPAL OPPORTUNITIES FUND LP | 1432468 | 01/05/2018 | D/A | Indefinite | $2,152,944,319 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, LP | 1461779 | 06/27/2019 | D/A | Indefinite | $2,147,923,232 |
| UBS FINANCIAL SERVICES INC. | 8174 | LINDEN INVESTORS LP | 1310972 | 09/03/2021 | D/A | Indefinite | $2,131,760,765 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/27/2019 | D/A | Indefinite | $2,108,835,640 |
| UBS FINANCIAL SERVICES INC. | 8174 | Whitebox Multi-Strategy Fund, LP | 1461779 | 07/22/2016 | D/A | Indefinite | $2,105,819,199 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/28/2018 | D/A | Indefinite | $2,104,068,581 |
| UBS FINANCIAL SERVICES INC. | 8174 | Exchange Place LP | 1623075 | 10/28/2019 | D/A | Indefinite | $2,103,335,494 |
| UBS FINANCIAL SERVICES INC. | 8174 | Prisma Spectrum Fund Ltd | 1460067 | 09/29/2017 | D/A | Indefinite | $2,089,215,217 |
| UBS FINANCIAL SERVICES INC. | 8174 | Graham Absolute Return Ltd. | 1593364 | 03/29/2023 | D | Indefinite | $2,082,249,641 |