Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 151-160 out of 418 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/30/2020	D	Indefinite	$2,252,801,087
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	06/25/2021	D/A	Indefinite	$2,247,860,659
UBS FINANCIAL SERVICES INC.	8174	BREP Europe VI (Cayman) L.P.	1771287	12/10/2019	D/A	Indefinite	$2,237,704,296
UBS FINANCIAL SERVICES INC.	8174	CAMPBELL FUND TRUST	1043951	05/18/2017	D/A	Indefinite	$2,233,966,159
UBS FINANCIAL SERVICES INC.	8174	CAMPBELL FUND TRUST	1043951	05/18/2016	D/A	Indefinite	$2,192,089,380
UBS FINANCIAL SERVICES INC.	8174	Whitebox Multi-Strategy Fund, LP	1461779	06/26/2020	D/A	Indefinite	$2,190,115,459
UBS FINANCIAL SERVICES INC.	8174	Blue Mountain Credit Alternatives Fund L.P.	1547901	07/15/2016	D/A	Indefinite	$2,182,854,511
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/13/2020	D/A	Indefinite	$2,177,729,000
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/29/2023	D	Indefinite	$2,175,052,562
UBS FINANCIAL SERVICES INC.	8174	Blackstone / GSO Secured Trust Ltd	1494181	06/22/2015	D/A	Indefinite	$2,161,256,015

418 Results

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