Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	H.I.G. Middle Market & Co-Investment Fund (iCapital), L.P.	1787265	09/10/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners XI (iCapital), L.P.	1788369	09/17/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Clearisle Capital Fund LLC	1787424	11/20/2019	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Clearlake Capital Partners VI (iCapital), L.P.	1791452	10/22/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners (Cayman) XI, L.P.	1792449	11/20/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners (EU) XI, S.C.Sp	1792450	11/20/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners XI, L.P.	1792490	11/20/2019	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Rise Fund II (iCapital), L.P.	1767088	02/05/2020	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Clearisle Capital Fund LLC	1787424	02/20/2020	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Clearisle Capital Fund LLC	1787424	02/20/2020	D/A	Indefinite	$0

203 Results

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