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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 203 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, Ltd.148562403/15/2010D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174UBS Paulson Advantage, Ltd.148562403/01/2010DIndefinite$0
UBS FINANCIAL SERVICES INC.8174BELVEDERE CAPITAL FUND CO LLC103560203/06/2012D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174UBS International Infrastructure Fund II (C), L.P.157522204/29/2013D$2,000,000,000$0
UBS FINANCIAL SERVICES INC.8174UBS International Infrastructure Fund II (A), L.P.157523604/29/2013D$2,000,000,000$0
UBS FINANCIAL SERVICES INC.8174UBS International Infrastructure Fund II (B), L.P.157524104/29/2013D$2,000,000,000$0
UBS FINANCIAL SERVICES INC.8174AMCI Poseidon Fund, LP157698005/15/2013DIndefinite$0
UBS FINANCIAL SERVICES INC.8174AIS Select - Quantitative Strategies Ltd155574808/09/2013D/AIndefinite$0
UBS FINANCIAL SERVICES INC.8174Corsair Capital Investors 100, Ltd.159538812/31/2013DIndefinite$0
UBS FINANCIAL SERVICES INC.8174AIS Select - Quantitative Strategies Ltd155574808/11/2014D/AIndefinite$0

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