Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL INVESTORS LTD	1456210	03/15/2011	D/A	Indefinite	$102,339
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/06/2017	D/A	$119,718	$99,765
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/26/2017	D	$97,590	$81,325
UBS FINANCIAL SERVICES INC.	8174	Cibus Enterprise Fund II L.P.	1876311	08/24/2021	D	Indefinite	$50,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	07/14/2016	D	$54,103	$45,086
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/24/2015	D	$38,599	$32,166
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/06/2017	D	$30,000	$25,000
UBS FINANCIAL SERVICES INC.	8174	AAA Energy Opportunities Fund LLC	1529004	09/19/2011	D	Indefinite	$1,000
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage, L.L.C.	1471633	09/15/2009	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	UBS Paulson Advantage II, L.L.C.	1476835	11/17/2009	D	Indefinite	$0

203 Results

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