Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Merger Arbitrage Ltd	1643061	05/26/2015	D	Indefinite	$550,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Merger Arbitrage LLC	1643062	05/26/2015	D	Indefinite	$550,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/25/2019	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/27/2020	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/27/2021	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	Systematica Synergy Fund Ltd	1669286	04/27/2022	D/A	Indefinite	$500,000
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/11/2016	D/A	$564,762	$470,635
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	06/19/2017	D/A	$538,071	$448,393
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/14/2009	D	$1,377,320	$447,767
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/03/2017	D	$368,450	$307,042

203 Results

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