Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 141-150 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	RISE Fund III (iCapital), L.P.	1926575	05/05/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	WMA Systematic Equity Alpha Long/Short Offshore Fund (iCapital), Ltd.	1927361	05/19/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	TCV XII (iCapital), L.P.	1927366	05/19/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	TCV XII (B), L.P.	1912021	05/25/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	TCV XII, L.P.	1912053	05/25/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	TCV XII (A), L.P.	1912094	05/25/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CD&R Fund XII (iCapital), L.P.	1931663	06/09/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Owl Rock Technology Income Corp. iCapital Offshore Access Fund SPC	1928202	06/13/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund II Private Investors (Offshore) L.P.	1915604	06/16/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund II Private Investors (Onshore) L.P.	1915605	06/16/2022	D	Indefinite	$0

203 Results

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