Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 131-140 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Strategic Partners IX L.P.	1882629	10/06/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Strategic Partners Offshore IX L.P.	1882683	10/06/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Belhurst Capital Fund LLC	1886309	10/07/2021	D/A	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Clearlake Capital Partners VII (iCapital), L.P.	1886419	11/17/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	BlackRock Impact Opportunities Fund (iCapital), L.P.	1895328	12/06/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Platinum ECP VI (iCapital), L.P.	1904687	02/11/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	KKR Global Impact Fund II SCSp	1915608	03/21/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Apollo Debt Solutions BDC iCapital Offshore Access Fund SPC	1920093	04/12/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Rise Fund III, L.P.	1926454	05/02/2022	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Silver Lake Partners VII, L.P.	1898155	05/05/2022	D	Indefinite	$0

203 Results

<
1
...
12
13
14
15
16
...
21
>