Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-130 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II LP	1841315	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Brookfield Technology Partners II (iCapital), L.P.	1856617	05/03/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	WestCap Strategic Operator Fund (iCapital), L.P.	1856640	08/26/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Marcy Venture Partners Culture Fund II, L.P.	1867427	09/30/2021	D	$320,000,000	$0
UBS FINANCIAL SERVICES INC.	8174	Strat Partners Offshore IX (iCapital), L.P.	1869792	08/04/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Strat Partners IX (iCapital), L.P.	1870315	08/04/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Insight Partners XII (iCapital), L.P.	1874196	09/02/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	INCLUSIVE CAPITAL PARTNERS SPRING FUND II-B L.P.	1874822	07/27/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Pretium Residential Credit Fund II B, LP	1874974	08/18/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Cibus Fund II L.P.	1876324	11/22/2021	D	Indefinite	$0

203 Results

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