Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 111-120 out of 203 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	KKR Health Care Strategic Growth Fund II SCSp	1831554	11/19/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	KKR Health Care Strategic Growth Fund II (iCapital), L.P.	1832057	11/18/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	KKR Health Care Strategic Growth Fund II (Ontario) L.P.	1832291	12/17/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Blackstone Private Credit Fund iCapital Offshore Access Fund SPC	1832555	12/10/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Blackstone Total Alternatives Solution VII L.P.	1835933	12/18/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	Blackstone Total Alternatives Solution VII-A L.P.	1835934	12/18/2020	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	K5 Private Investors (iCapital), L.P.	1845776	02/23/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II LP	1841246	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II FEEDER LP	1841300	04/15/2021	D	Indefinite	$0
UBS FINANCIAL SERVICES INC.	8174	CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II FEEDER LP	1841306	04/15/2021	D	Indefinite	$0

203 Results

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