Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Sola I 2 | 1816118 | 06/30/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Solus 2 LLC | 1816393 | 06/30/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Clearisle Capital Fund LLC | 1787424 | 07/08/2020 | D/A | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Pretium Residential Credit Fund II, LP | 1816955 | 09/01/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | SLP VI & SLA II (iCapital), L.P. | 1819362 | 08/11/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | NightDragon Growth I, L.P. | 1822242 | 09/02/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Infrastructure Investments Fund (iCapital), Ltd. | 1822517 | 09/01/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Pretium Residential Credit Feeder Fund II, LP | 1823001 | 09/01/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | E9 Fund (iCapital), L.P. | 1824580 | 10/05/2020 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | SDOF XII (iCapital), L.P. | 1829588 | 10/26/2020 | D | Indefinite | $0 |